Using facial angle to prove evolution and the human race hierarchy
by Jerry Bergman
A measurement technique called facial angle has a history of being used to rank
the position of animals and humans on the evolutionary hierarchy. The technique
was exploited for several decades in order to prove evolution and justify racism.
Extensive research on the correlation of brain shapes with mental traits and also
the falsification of the whole field of phrenology, an area to which the facial
angle theory was strongly linked, caused the theory’s demise.
Figure 1. A common example of facial angle (from Jeffries, ref.
4).
The use of the facial angle, a method of measuring the forehead-to-jaw relationship,
has a long history and was often used to make judgments of inferiority and superiority
of certain human races. University of Chicago zoology professor Ransom Dexter wrote
that the “subject of the facial angle has occupied the attention of philosophers
from earliest antiquity.”1
Aristotle used it to help determine a person’s intelligence and to rank humans
from inferior to superior.2
It was first used in modern times to compare human races by Petrus Camper (1722–1789),
and it became widely popular until disproved in the early 20th century.2
The theory proposes that animal evolutionary history involves a progression from
a nearly horizontal facial angle to a vertical one, a transition that was also used
to support the evolution of ape-like creatures to humans. Facial angle was also
commonly used in classifying other animals from primitive to highly evolved life-forms.3 Proponents of the facial angle
theory hypothesized that facial angle was not only a trend from fish to humans,
but could also be used to rank human groups from inferior to superior.4 It was a “primary instrument
of scientific racism”.5
Facial angle ‘scientific’ evidence was widely used by racists such as
Arthur de Gobineau to justify racism on what they thought were scientific grounds.
Facial angle “scientific” evidence was widely used by racists such as
Arthur de Gobineau to justify racism on what they thought were scientific grounds.6 Influenced by the now discredited
pseudoscience of phrenology, the “science” of determining mental traits
by evaluating various skull traits such as bumps and valleys, Lawrence wrote that
the ancients believed
“ … that an elevated facial line, produced by a great development of
the instrument of knowledge and reflection, and a corresponding contraction of the
mouth, jaws, tongue, nose, indicated a noble and generous nature. Hence they have
extended the facial angle to 90° in the representation of legislators, sages,
poets, and others, on whom they wished to bestow the most august character. In the
statues of their heroes and gods they have still further exaggerated the human,
and reduced the animal characteristics; extending the forehead over the face, so
as to push the facial line beyond the perpendicular, and to make the angle 100°.”7
Thus facial angle science quantified not only the “very striking difference
between man and all other animals”, but also the difference between the human
“races”.8 Science
historian John Haller concluded that the “facial angle was the most extensively
elaborated and artlessly abused criteria for racial somatology.”2
Supporters of this theory cited as proof convincing, but very distorted, drawings
of an obvious black African or Australian Aborigine as being the lowest type of
human and a Caucasian as the highest racial type. The slanting African forehead
shown in the pictures indicates a smaller frontal cortex, such as is typical of
an ape, demonstrating to naïve observers their inferiority. This observation
was important because the frontal cortex is the location of higher mental faculties,
such as reasoning ability. It was thus assumed that it became larger as humans evolved,
changing the facial angle.9
A history of the theory
The first angular measurement system devised for the comparative study of human
crania was devised by the renowned Dutch anatomy professor Petrus Camper in his
1792 Dissertation on the Natural Varieties Which Characterize the Human Physiognomy.10,11
His system exerted such a profound influence on the development of the physical
anthropology field that he is often called “the grandfather of scientific
racism”.12 One study
Camper completed involved comparing the heads modelled by the ancient Greek sculptors
with those drawn by Dutch and Flemish artists.13
An observation he made from this study was to note that, judging by the sculptures,
which are now known to be inaccurate, the face profile of the heads of famous Greek
men was much steeper than that of Dutch and Flemish heads. He then extended the
comparison to animals and discovered that the jaw structure was important in determining
the head and face angle. Camper concluded that, by comparing “heads of the
Negro and the Calmuck to those of the European and the ape”, a line could
be
“ … drawn from the forehead to the upper lip that indicates a difference
in the physiognomy of these peoples and makes apparent a marked analogy between
the head of the Negro and that of the ape. After having traced the outline of several
of these heads on a horizontal line, I added the facial lines of the faces, with
their different angles; and immediately upon inclining the facial line forward,
I obtained a head like that of the ancients; but when I inclined that line backwards,
I produced a Negro physiognomy, and definitively the profile of an ape, of a Chinese,
of an idiot in proportion as I inclined this same line more or less to the rear.”14
Harvard professor Stephen Jay Gould wrote that Camper’s famous
“ … treatise is remembered today for one primary achievement—the
definition of the so-called facial angle, the first widely accepted measurement
for comparing the skulls of different races and nationalities. Camper’s facial
angle is the traditional beginning of craniometry, or the science of measuring human
skulls, a major sub-discipline of physical anthropology.”12
Although the facial angle hypothesis became a major plank for racists that is still
used today, Meijer concludes that, because Camper was a creationist, the accusation
that he “introduced a measurement that sanctioned the opinion that the African
was racially inferior” is incorrect.15
Camper believed that all races were descended from Adam and Eve, and, thus, all
are brothers and equal.16
The racist interpretation of his idea came later, especially after Darwin published
his Origin of Species in 1859. Nonetheless, Camper’s research was
the basis of the later work that eventually became scientific racism.
Another researcher, Dr Charles White, took an interest in facial angle when he noticed
that a friend’s skull collection could be lined up by facial angles and, starting
with the smallest facial angle, the result was a progression from monkey, to orangutan,
to African, to American Indian, to Asiatic, and last, to an European.17 White then reasoned that Europeans were the highest
and Africans the lowest on the evolutionary scale.17 White concluded
“that Nature would not employ gradation in one instance only, but would adopt
it as a general principle.”17
White then composed a “lengthy catalogue of the particular ways in which the
Negro more closely resembled the ape than did the European.”17
He concluded a major difference was that Africans had a smaller brain capacity than
Europeans. He eventually produced an enormous study called An Account of the Regular
Gradation in Man, and in Different Animals and Vegetables; and From the Former to
the Latter (1799). In this book he wrote that every person who has studied
Natural History
“ … must have been led occasionally to contemplate the beautiful gradation
that subsists amongst created beings, from the highest to the lowest. From man down
to the smallest reptile … Nature exhibits … an immense chain of beings,
endued with various degrees of intelligence and active powers, suited to their stations
in the general system.”18
Jordan concluded that White’s work was critical in spreading scientific racism:
“Dr. Charles White’s book was of considerable importance not only because
it was read (not widely but in important quarters) in America but because it established
a striking precedent for grounding opinions about the Negro in the ostensibly ineluctable
facts of comparative anatomy. His case for Negro inferiority rested upon an unprecedented
if not always reliable array of physiological detail.”19
Other researchers, such as German anatomist Samuel Soemmerring, continued this line
of research until a
“ … racial hierarchy now seemingly based on genuinely scientific insights
was established, and ‘Camper’s facial angle’ became the means
most often used in physical anthropology to demonstrate the superiority of the White
race.”20
The facial angle idea was soon incorporated into phrenology. For example, an article
in The Phrenological Journal by an author given as “Cranium”
includes the illustration commonly found in 19th century literature ranking
life from simple to complex, from snakes to humans. It also ranks humans from inferior
to superior.21 The author
shows photos of actual skulls of a “civilized” Caucasian and an African,
that he called a “savage”, one of “the lower classes of men”
(see figure 2).22
Figure 2. Camper’s facial angle diagram (from Camper, ref.
10).
How facial angle was measured
The common method of determining facial angle was to draw a line from the occipital
condyle along the floor of the nostrils, which was then intersected by a second
line that touched the most prominent parts of the forehead and upper jaw. The intersected
angle is called the facial angle.23
The angle supposedly ranged from under 70° for Africans to about 100° for
the highest race, the Caucasians.2 This measurement was used by evolutionists
for decades to prove an inferiority-superiority hierarchy and is still used in racist
literature today.24
Even the level of ‘stupidity’ of a human was associated with the facial
angle—the greater the angle, the more stupid the subject.
Professor Dexter wrote that, although in the West the facial angle theory has occupied
the attention of philosophers since antiquity, he concluded that facial angle proponents
now had evidence of the intellectual differences in human races and, thus, had proof
of the theory’s validity (1874, p. 588).1 He then explained how
facial angle is related not only to intelligence and brain complexity, but to the
evolutionary progression of human traits. His major conclusion was that evolution
from the lowest to the highest vertebrate progressed through almost “imperceptible
variations”, as Darwin’s theory required.25 He concluded: “In every vertebrate animal
… are two factors, the physical and mental; the facial angle is the typical
expression or exponent of the relative strength or condition of each.”26 The racial implications
were very clear:
“The profile of the idiot is … next introduced in the cut, to illustrate
the influence upon the size and shape of the cranium, or skull, that an
arrest of brain development has wrought, and which corresponds to the mental manifestations
of its subject.”26
Even the level of “stupidity” of a human was associated with the facial
angle—the greater the angle, the more stupid the subject.27 Dexter then presented three human profiles that
“represent the savage, the half-civilized, and the cultivated races
of man.” The first view, the picture
“ … next to the view of the idiot, is a drawing from a correct engraving
of the celebrated North American Indian chief Black Hawk, and corresponds in brain
capacity, facial angle, and mental powers, very nearly to the other savage races,
viz., the Malayan and Ethiopian. The next that is represented in the cut is the
half-civilized Mongolian race, illustrating very nicely the ratio of the two factors
physical and mental. The last is the representation of the highly-cultivated Caucasian
race, and is a correct profile view of one of the most illustrious statesmen that
this or any other nation ever possessed—that of Daniel Webster.”26
Figure 3. An example of facial angle in a phrenology article (from
Cranium, ref. 21).
For adult humans, the facial angle varied from 65° to 85°, and the former
is close to monkeys (see figure 4). Furthermore the angle can be extended beyond
humans “as the Greeks have done in their representations of the Deity”
but beyond 100°
“ … the head would appear deformed. That angle, according to Camper,
constitutes the most beautiful countenance; and hence he supposes the Greeks adopted
it. ‘For,’ says he, ‘it is certain no such head was ever met with,
and I cannot conceive any such should have occurred among the Greeks, since neither
the Egyptians, … nor the Persians, nor the Greeks themselves, ever exhibit
such a formation on their medals, when they are representing the portrait of any
real character.’”28
Another researcher, Professor John Kennedy, compared the baboon and an African,
finding that the baboon facial angle is about 58°, the African 70°, and
the European 80°.29
By 1898 the facial angle was used to measure human “degeneracy”. Talbot
noted that a chimpanzee has a facial angle of 40° to 50° because the jaw
occupies two-thirds of the skull and the brain only one third. Africans had angles
of close to 70° compared to 75° to 80° for Caucasians because the brain
was encroaching and the jaw receding.30
Although Talbot agrees that the general facial angle is solid evidence for macroevolution,
he concluded it is “not an ideal from whence to study face degeneracy”—other
factors, such as the shape of the ear pinna may be more important.31
Demise of the theory
Even in 1848 it was recognized that facial angle measurement was “one of the
most simple (though often insufficient) methods of expressing … the relative
proportion of the cranium and face.”8 Lawrence noted that normal
maturation changes the facial angle— for children the facial angle was as
high as 90°—a factor often ignored in research in this area. Other factors
that caused the demise of the theory include the advancement of scientific knowledge,
the Civil Rights Movement, and a realization that the drawings used to illustrate
the idea were horribly distorted, as is obvious in figures 2, 3 and 4.
Figure 4. An example of a bluntly evolutionary racist use of the
facial angle concept drawn after the publication of Darwin’s 1871 book The
Descent of Man (from Dexter, ref. 1, p. 589).
One of the first opponents of the facial angle theory, as well as the ‘Negro-inferiority’
claim, was President Samuel Stanhope Smith of Princeton University. His motivation
was his belief that a “sound study of natural philosophy could only confirm
the revealed Word” of God. He concluded that all “mankind constituted
a single specie and that human varieties had come to differ in appearance through
the operation of natural causes.”32
He then attempted to challenge Charles White and others, concluding that his critics
“ … failed to take into account the changes which the American environment
was producing especially in domestic slaves and free Negroes. Was the formation
of the jaw, the teeth, or the nose of the Negro of inferior quality? … ‘in
the United States, the physiognomy, and the whole figure and personal appearance
of the African race is undergoing a favorable change.’ … but among
the domestics of the South and even more among the free Negroes of Princeton are
limbs ‘as handsomely formed as those of the inferior and laboring classes,
either of Europeans, or Anglo-Americans.’”33
Smith added that “All this was written in defense of the Negro, but in effect
Smith was denying inherent inferiority while conceding present
inferiority.”33 Smith, Jordan concludes, was actually affirming
human “equality in the brotherhood of man as embedded in the story
of Genesis.”34 When
skeptics objected to the racial implications of the face angle theory on the basis
of the Bible’s account of creation, White and others argued that the Bible
is not a “handbook of natural history”.35 Nonetheless, more and more research has documented
the fact that analysis of careful measurements showed that the theory was false
because there were far too many exceptions to make valid generalizations.
Historical influence in the propagation of evolution
Like many ideas (Haeckel’s embryos, Piltdown man, etc.) the facial angle was
vital in the early years to propagate evolution, yet its falsification did not result
in the demise of evolution. Evolution had already gained prominence in the public
arena, and it was plastic36
enough to abandon many of the major ‘pillars’ that established it in
the public consciousness in the first place. It was also important in justifying
racism for generations even after it was shown to be wrong. Stepan notes that the
facial angle “was maintained as a central measure of racial worth” for
many decades after it was falsified.37
Meijer wrote that the facial angle theory “was used to support highly speculative
racial theories more then a century after” Petrus Camper died.38 Unfortunately, the historical importance of such
ideas for evolution and racism has to some extent been conveniently “forgotten”.39 Fortunately, persons such
as Stephen Jay Gould and others occasionally remind us of the historical importance
of the facial angle idea for both evolution and racism.
Summary
The facial angle system was widely considered valid for both documenting and demonstrating
the evolution of all life from single cells.40
Even animals were classified as close to, or far away from, humans by their facial
angle.41 Furthermore,
the facial angle was “one of the main initiators of racial craniology, which
emerged during the nineteenth century” to justify racism.10
As research accumulated, though, the evidence increasingly documented the fact that
far too many exceptions existed. Often only cases that supported the theory were
selected, and those that did not were ignored. Another reason for its demise was
that facial angle has long been connected with phrenology, the now discredited ‘science’
of determining personality by evaluating skull bumps and indentations.42
A reader’s comment, Australia, 24 February 2012
Hmmm.
So Pekinese & Pugs are NOT more intelligent than Alsatians & Collies.
As if we didn't know. Shaun Doyle responds:
We know that now, but this faulty argument was used to justify evolution in its early days. If the argument was fallacious, then it doesn't look good for the theory it was used to prop up.
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Related articles
Further reading
References
- Dexter, R., The facial angle, Popular Science Monthly
4:588, 1874. Return to text.
- Haller, J., Outcasts from Evolution, University of
Illinois Press, Chicago, IL, p. 9, 1971. Return to text.
- Lawrence, W., Lectures on Physiology, Zoology, and the
Natural History of Man, Foote and Brown, Salem, MA, pp. 115, 146–147,
289–291, 1828. Return to text.
- Jeffries, J.P., The Natural History of the Human Races,
Edward O. Jenkins, New York, p. 347, 1869. Return to text.
- Gould, S.J., Petrus Camper’s angle, Natural History
96(7):14, 1987. Return to text.
- de Gobineau, A., The Inequality of Human Races, tr.
Collins, A., The Noontide Press, Los Angeles, CA, [1854] 1966. Return
to text.
- Lawrence, ref. 3, p. 148. Return to text.
- Lawrence, ref. 3, p. 115. Return to text.
- Haller, ref. 2, pp. 1–228. Return
to text.
- Camper, P., Dissertation on the Natural Varieties Which
Characterize the Human Physiognomy, 1792. Return to text.
- Meijer, M.C., Facial angle; in: Spencer, F., History
of Physical Anthropology an Encyclopedia, Garland, New York, p. 373, 1997.
Return to text.
- Gould, ref. 5, p. 12. Return to text.
- Greene, J.C., The Death of Adam: Evolution and Its Impact
on Western Thought, The Iowa State University Press, Ames, IA, p. 19, 1959.
Return to text.
- Quoted in Greene, ref. 13, pp. 190–191.
Return to text.
- Meijer, ref. 11, pp. 373–376. Return
to text.
- Gould, ref. 5, p. 18. Return to text.
- Jordan, W.D., The White Man’s Burden, Oxford
University Press, New York, p. 199, 1974. Return to text.
- Jordan, W.D., White over Black, University of North
Carolina Press, Chapel Hill, NC, p. 499, 1968. Return to text.
- Jordan, ref. 18, p. 501. Return to text.
- Meijer, ref. 11, p. 376. Return to text.
- Cranium, A., The brain and skull, The Phrenological Journal
and Science of Health 122(7):206, July 1909.
Return to text.
- Cranium, ref. 21, pp. 208–209.
Return to text.
- Dexter, ref. 1, p. 587. Return to text.
- Note the illustration in Jeffries, ref. 4, p. 347. Return to text.
- Dexter, ref. 1, p. 590. Return to text.
- Dexter, ref. 1, p. 591. Return to text.
- Lawrence, ref. 3, p. 147. Return to text.
- Lawrence, ref. 3, pp. 148–149.
Return to text.
- Kennedy, J., The Natural History of Man; or Popular Chapters
on Ethnography, John Cassell, London, pp. 17–18, 1860.
Return to text.
- Talbot, E.S., Degeneracy: Its Causes, Signs, and Results,
Walter Scott, Paternoster Square Charles Scribner’s Sons, London, p. 182,
1898. Return to text.
- Talbot, ref. 30, pp. 193, 212–218.
Return to text.
- Jordan, ref. 18, p. 487. Return to text.
- Jordan, ref. 17, p. 201. Return to text.
- Jordan, ref. 18, p. 488. Return to text.
- Jordan, ref. 18, p. 502. Return to text.
- As ReMine commented: “Evolutionary theory predicts
nothing … Rather, the theory adapts to data like a fog adapts to landscape.”
ReMine, W., The Biotic Message: Evolution versus Message Theory, St Paul
Science, St Paul, MN, p.350, 1993. Return to text.
- Stepan, N., The Idea of Race in Science: Great Britain
1800–1960, Archon Books, Hamden, CT, p. 34, 1982. Return
to text.
- Meijer, M.C. Race and aesthetics in the anthropology of Petrus
Camper (1722–1789). Amsterdam: Rodopi. Return to text.
- Wolpoff, M. and Caspari, R., Race and Human Evolution:
A Fatal Attraction, Simon and Schuster, New York, 1997. Return
to text.
- Talbot, ref. 30, p. 192. Return to text.
- Lawrence, ref. 3, p. 116. Return to text.
- Cranium, ref. 21, pp. 205–216.
Return to text.
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